-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mpz1RskmF4+J4LU2VT7hZ7jo/09CmjLaxpr+Sl6qCauq1bCSNIw7ucedJ84JpG44 pTUob4QGZk9Wte7U8hqoLQ== 0000910484-96-000059.txt : 19960629 0000910484-96-000059.hdr.sgml : 19960629 ACCESSION NUMBER: 0000910484-96-000059 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960624 DATE AS OF CHANGE: 19960627 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ROUSE COMPANY CENTRAL INDEX KEY: 0000085388 STANDARD INDUSTRIAL CLASSIFICATION: 6512 IRS NUMBER: 520735512 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-10594 FILM NUMBER: 96584901 BUSINESS ADDRESS: STREET 1: 10275 LITTLE PATUXENT PKWY CITY: COLUMBIA STATE: MD ZIP: 21044-3456 BUSINESS PHONE: 4109926000 MAIL ADDRESS: STREET 1: 10275 LITTLE PATUXENT PARKWAY CITY: COLUMBIA STATE: MD ZIP: 21044 FORMER COMPANY: FORMER CONFORMED NAME: COMMUNITY RESEARCH & DEVELOPMENT INC DATE OF NAME CHANGE: 19660913 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: THC PARTNERS CENTRAL INDEX KEY: 0001012633 STANDARD INDUSTRIAL CLASSIFICATION: IRS NUMBER: 742038123 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 4200 TEXAS COMMERCE TOWER STREET 2: 600 TRAVIS CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7132204284 MAIL ADDRESS: STREET 1: 4200 TEXAS COMMERCE TOWER CITY: HOUSTON STATE: TX ZIP: 77002 SC 13D 1 THC PARTNERS FORM 13D OMB APPROVAL ------------------------------------ OMB Number: 3235-0145 Expires: August 31, 1991 Estimated average burden hours per response..14.90 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. ________)* The Rouse Company - - ------------------------------------------------------------------------------ (Name of Issuer) Common Stock - - ------------------------------------------------------------------------------ (Title of Class of Securities) 779273-10-1 ------------------------------------------------------ (CUSIP Number) George Vetters THC Partners 4200 Texas Commerce Tower Houston, Texas 77002 - - ------------------------------------------------------------------------------ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) June 12, 1996 ------------------------------------------------------ (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box / /. Check the following box if a fee is being paid with the statement /x/. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) NOTE: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 1 SCHEDULE 13D - - --------- ----------- CUSIP No. 779273-10-1 - - --------- ----------- - - ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON THC Partners - - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / - - ----------------------------------------------------------------------------- 3 SEC USE ONLY - - ----------------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - - ------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - - ------------------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION Texas - - ------------------------------------------------------------------------------ 7 SOLE VOTING POWER 5,441,955 NUMBER OF --------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY --------------------------------------------- OWNED BY 9 SOLE DISPOSITIVE POWER EACH REPORTING --------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER WITH 5,441,955 - - ------------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,441,955 - - ------------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / - - ------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 9.78% - - ------------------------------------------------------------------------------ 14 TYPE OF REPORTING PERSON PN - - ------------------------------------------------------------------------------ ORIGINAL REPORT ON SCHEDULE 13D Item 1. Security and Issuer This statement relates to the shares (the "Shares") of common stock, par value $0.01 per share (the "Common Stock"), of The Rouse Company, a Maryland corporation (the "Company"), which has its principal executive offices at 10275 Little Patuxent Parkway, Columbia, Maryland 21044. Item 2. Identity and Background This statement is filed by THC Partners, a Texas general partnership whose business is to hold and manage the investment of the cash, Common Stock and contractual rights to receive additional shares of Common Stock received by THC Partners as a result of the mergers (the "Mergers") of The Hughes Corporation ("THC") and Howard Hughes Properties, Limited Partnership ("HHPLP") with subsidiaries of the Company on June 12, 1996. The principal business and principal office address of THC Partners is 4200 Texas Commerce Tower, Houston, Texas 77002. The names and information (to the knowledge of THC Partners) with respect to the business or occupation and address of each of the general partners of THC Partners is set forth on Schedule I to this Report. The remaining sub-items of Item 2 do not apply to THC Partners or, to its knowledge, to its general partners. Item 3. Source and Amount of Funds or Other Consideration The Shares acquired by THC Partners (including its general partners) and reported in Item 5 of this Report were received in exchange for the common stock of THC held by THC Partners as a result of the Mergers. Item 4. Purpose of Transaction THC Partners (including its general partners) acquired the shares of Common Stock reported herein solely for the purpose of investment. THC Partners retains the absolute right to vote its shares of Common Stock as it individually determines except as otherwise described in Item 5 hereof. Item 5. Interest in Securities of the Issuer (a) & (b) Number of Shares Percent Reporting Person Owned of Class (2) - - ---------------- ----- ------------ THC Partners 5,441,955(1) 9.78% - - ---------- (1) THC Partners holds sole voting power over all of the shares of Common Stock indicated on the table, and shares dispositive power over all such shares with its general partners. The Managing General Partners of THC Partners, Platt W. Davis, III, Frederick R. Lummis, Jr. and Milton H. West, Jr., have the power to direct the exercise of such voting and shared dispositive power held by THC Partners. Information with respect to the shares with respect to which each general partner of THC Partners shares dispositive power is set forth on Schedule I to this Report. (2) Based on shares of Common Stock outstanding. (c) All of the shares of Common Stock to which this Report relates were acquired by THC Partners in the Mergers on June 12, 1996. (d) Neither THC Partners nor, to its knowlege, any of its general partners beneficially owns any Common Stock of the Company except as set forth above. To the knowledge of THC Partners, no persons other than THC Partners and its general partners have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the shares of Common Stock beneficially owned by THC Partners. Item 6. Contracts, Arrangements, Understandings or Relationships with respect to Securities of the Issuer The partnership agreement provides partners with the right to withdraw their pro rata share of the Common Stock held by THC Partners, at their option. The partnership agreement contemplates sales of Common Stock from time to time at the election of partners who desire that all or a portion of their pro rata share of the Common Stock held by THC Partners be sold. THC Partners has agreed with the Company not to sell more than 50% of the Common Stock received in the Mergers in the first 12 months following the closing date of the Mergers, subject to certain exceptions. As a condition to the Mergers, substantially all of the partners of THC Partners executed lock-up agreements with the Company, pursuant to which each partner executing the same agreed not to sell in excess of 1/3 of such partner's shares of Common Stock for the first six months following the closing date of the Mergers or in excess of 2/3 of such partner's shares of Common Stock for the first year following the closing date. Except to the extent disclosed above, THC does not have, and to its knowledge none of its general partners has, any contracts, arrangements, understandings or relationships (legal or otherwise) with respect to any securities of the Company, including but not limited to, transfer or voting of any such securities, finders' fees, joint ventures, loan or option agreements, puts or calls, guarantees of profits, division of profits or losses, or the giving or withholding or proxies. Item 7. Material to be filed as Exhibits Not applicable. SIGNATURE After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. Date: June 12, 1996. THC Partners , a Texas general partnership By: /s/ Milton H. West, Jr. Title: Managing General Partner SCHEDULE I Item 2 Information. The information called for by Item 2 with respect to each of the general partners of THC Partners is set forth below: TRUST Name of Entity: EWA Family Trust State of Organization: Texas Principal Business: Investment Address: c/o Donald E. Woodard, Jr. 626 Saddlewood Lane Houston, Texas 77024 Name of Entity: Elizabeth W. Allen Trust State of Organization: Texas Principal Business: Investment Address: c/o Donald E. Woodard, Jr. 626 Saddlewood Lane Houston, Texas 77024 Name of Entity: SMB Family Trust State of Organization: Texas Principal Business: Investment Address: Texas Commerce Bank, N.A., Trustee P.O. Box 2558 Houston, Texas 77252-8037 Attn: Robert Richardson Name of Entity: James C. E. Clarke Trust State of Organization: Texas Principal Business: Investment Address: c/o Douglas E. Clarke, Trustee Andrews & Kurth, L.L.P. 4200 Texas Commerce Tower Houston, Texas 77002 Name of Entity: Martha H. Davis Trust u/w/o Annette Gano Lummis State of Organization: Texas Principal Business: Investment Address: Attn: Brad Carson U. S. Trust Co. of Texas, Co-Trustee, 2001 Ross Avenue, Suite 2700 Dallas, Texas 75201-3320 -1- Name of Entity: Platt W. Davis III Trust u/w/o Annette Gano Lummis State of Organization: Texas Principal Business: Investment Address: Attn: Donald M. Eplen c/o Bank One Texas, N.A., Co-Trustee P. O. Box 2629 Trust Department Houston, Texas 77252-2629 Name of Entity: Richard H. Davis Trust u/w/o Annette Gano Lummis State of Organization: Texas Principal Business: Investment Address: Attn: Donald M. Eplen c/o Bank One Texas, N.A., Co-Trustee P. O. Box 2629 Trust Department Houston, Texas 77252-2629 Name of Entity: J. W. Dilworth, Jr. Trust State of Organization: Texas Principal Business: Investment Address: c/o Marie M. Dilworth, Trustee 1 Hedwig Court Houston, Texas 77024 Name of Entity: J. W. Dilworth III Trust State of Organization: Texas Principal Business: Investment Address: c/o Marie M. Dilworth, Trustee 1 Hedwig Court Houston, Texas 77024 Name of Entity: K. C. Dilworth Trust State of Organization: Texas Principal Business: Investment Address: c/o Marie M. Dilworth, Trustee 1 Hedwig Court Houston, Texas 77024 -2- Name of Entity: Drury Family Trust State of Organization: Texas Principal Business: Investment Address: c/o Frances T. Drury, Trustee 8935 Briar Forest Houston, Texas 77024 Name of Entity: Sara B. Houstoun Evoy Trust u/w/o Annette Gano Lummis State of Organization: Texas Principal Business: Investment Address: C/o Bank One Texas, N.A., Trustee P.O. Box 2629 Trust Department Houston, Texas 77252-2629 Attn: Don Eplen Name of Entity: David J. Frazier Trust State of Organization: Texas Principal Business: Investment Address: Margaret Frazier, Trustee c/o Michael E. Frazier 5301 Bordley Houston, Texas 77056 Name of Entity: Gregory R. Frazier Trust State of Organization: Texas Principal Business: Investment Address: Margaret Frazier, Trustee c/o Michael E. Frazier 5301 Bordley Houston, Texas 77056 Name of Entity: Joseph R. Frazier Trust State of Organization: Texas Principal Business: Investment Address: Margaret Frazier, Trustee c/o Michael E. Frazier 5301 Bordley Houston, Texas 77056 -3- Name of Entity: Michael E. Frazier Trust State of Organization: Texas Principal Business: Investment Address: Margaret Frazier, Trustee c/o Michael E. Frazier 5301 Bordley Houston, Texas 77056 Name of Entity: Paul H. Frazier Trust State of Organization: Texas Principal Business: Investment Address: Margaret Frazier, Trustee c/o Michael E. Frazier 5301 Bordley Houston, Texas 77056 Name of Entity: Warren W. Frazier Trust State of Organization: Texas Principal Business: Investment Address: c/o Michael E. Frazier Margaret Frazier, Trustee 5301 Bordley Houston, Texas 77056 Name of Entity: P. D. Freeman Trust State of Organization: Texas Principal Business: Investment Address: c/o Marie M. Dilworth, Trustee 1 Hedwig Court Houston, Texas 77024 Name of Entity: J. B. Freeman Trust State of Organization: Texas Principal Business: Investment Address: c/o Marie M. Dilworth, Trustee 1 Hedwig Court Houston, Texas 77024 -4- Name of Entity: W. A. Freeman IV Trust State of Organization: Texas Principal Business: Investment Address: c/o Marie M. Dilworth, Trustee 1 Hedwig Court Houston, Texas 77024 Name of Entity: Howard Hughes Gano, Jr. Trust u/w/o Annette Gano Lummis State of Organization: Texas Principal Business: Investment Address: c/o Howard Hughes Gano, Jr., Trustee 5858 Westheimer, Suite 305 Houston, Texas 77057 Name of Entity: Richard C. Gano, Jr. Trust State of Organization: California Principal Business: Investment Address: c/o Annette G. Larson 5135 Vista Montana Yorba Linda, California 92686 Name of Entity: Richard C. Gano III Trust u/w/o Annette Gano Lummis State of Organization: Texas Principal Business: Investment Address: Richard C Gano III, Co-Trustee 1186 Gunda Ct. Camarillo, CA 93010 Name of Entity: William K. Gano, Jr. Trust u/w/o Annette Gano Lummis State of Organization: Texas Principal Business: Investment Address: c/o Bank One Texas, N.A. P. O. Box 2629, Trust Department Attn: Donald M. Eplen Houston, Texas 77252-2629 Name of Entity: CWH Trust of 1992 State of Organization: Texas Principal Business: Investment Address: Texas Commerce Bank, N.A., Trustee Attn: Robert Richardson P. O. Box 2558 Houston, Texas 77252-8037 -5- Name of Entity: KH Trust of 1992 State of Organization: Texas Principal Business: Investment Address: Texas Commerce Bank, N.A., Trustee Attn: Robert Richardson P. O. Box 2558 Houston, Texas 77252-8037 Name of Entity: TPH Trust of 1992 State of Organization: Texas Principal Business: Investment Address: Texas Commerce Bank, N.A., Trustee Attn: Robert Richardson P. O. Box 2558 Houston, Texas 77252-8037 Name of Entity: James Patrick Houstoun, III Trust u/w/o Annette Gano Lummis State of Organization: Texas Principal Business: Investment Address: c/o Bank One Texas, N.A., Co-Trustee Attn: Donald M. Eplen P. O. Box 2629, Trust Department Houston, Texas 77252-2629 Name of Entity: James Wilkin Houstoun Trust u/w/o Annette Gano Lummis State of Organization: Texas Principal Business: Investment Address: c/o Bank One Texas, N.A., Co-Trustee Attn: Donald M. Eplen P. O. Box 2629, Trust Department Houston, Texas 77252-2629 Name of Entity: John McIntosh Houstoun Trust u/w/o Annette Gano Lummis State of Organization: Texas Principal Business: Investment Address: c/o Bank One Texas, N.A., Co-Trustee Attn: Donald M. Eplen P. O. Box 2629, Trust Department Houston, Texas 77252-2629 -6- Name of Entity: Richard A. Houstoun Trust u/w/o Annette Gano Lummis State of Organization: Texas Principal Business: Investment Address: c/o Bank One Texas, N.A., Co-Trustee Attn: Donald M. Eplen P. O. Box 2629, Trust Department Houston, Texas 77252-2629 Name of Entity: Rock Nicholson Houstoun Trust u/w/o Annette Gano Lummis State of Organization: Texas Principal Business: Investment Address: c/o Houston Trust Company Attn: Melinda D. Myers 1001 Fannin, Suite 1500 Houston, Texas 77002-6714 Name of Entity: Julie Gragg Hughes Trust u/w/o Annette Gano Lummis State of Organization: Texas Principal Business: Investment Address: c/o Bank One Texas, N.A., Co-Trustee Attn: Donald M. Eplen P. O. Box 2629, Trust Department Houston, Texas 77252-2629 Name of Entity: A. D. Kissiah Trust State of Organization: Texas Principal Business: Investment Address: c/o Marie M. Dilworth, Trustee 1 Hedwig Court Houston, Texas 77024 Name of Entity: C. J. Kissiah Trust State of Organization: Texas Principal Business: Investment Address: c/o Marie M. Dilworth, Trustee 1 Hedwig Court Houston, Texas 77024 -7- Name of Entity: P. D. Kissiah Trust State of Organization: Texas Principal Business: Investment Address: c/o Marie M. Dilworth, Trustee 1 Hedwig Court Houston, Texas 77024 Name of Entity: Annette G. Larson Trust u/w/o Annette Gano Lummis State of Organization: Texas Principal Business: Investment Address: c/o Annette G. Larson, Trustee 5135 Vista Montana Yorba Linda, California 92686 Name of Entity: Margaret W. Lewis Trust u/w/o Annette Gano Lummis State of Organization: Texas Principal Business: Investment Address: Margaret W. Lewis, Trustee 3800 Waterford Dallas, Texas 75244 Name of Entity: Margaret Lewis "C" Trust State of Organization: Texas Principal Business: Investment Address: Margaret W. Lewis, Trustee 3800 Waterford Dallas, Texas 75244 Name of Entity: Margaret Lewis GST Trust State of Organization: Texas Principal Business: Investment Address: c/o Bank One Texas, N.A. P.O. Box 2629, Trust Dept. Houston, Texas 77252-2629 Attn: Donald Eplen Name of Entity: David C. Lindsey Trust u/w/o Annette Gano Lummis State of Organization: Texas Principal Business: Investment Address: c/o Bank One Texas, N.A. P.O. Box 2629, Trust Dept. Houston, Texas 77252-2629 Attn: Donald Eplen -8- Name of Entity: David R. Lummis Trust u/w/o Annette Gano Lummis State of Organization: Texas Principal Business: Investment Address: c/o Houston Trust Company Attn: Melinda D. Myers 1001 Fannin, Suite 1500 Houston, Texas 77002-6714 Name of Entity: FRL II Family Trust State of Organization: Texas Principal Business: Investment Address: Attn:Sells Neuhaus Texas Commerce Bank, N.A., Trustee P. O. Box 2558 Houston, Texas 77252-8037 Name of Entity: Frederick R. Lummis, II Trust u/w/o Annette Gano Lummis State of Organization: Texas Principal Business: Investment Address: Frederick R. Lummis II, Trustee, 5540 Sturbridge Houston, Texas 77056 Name of Entity: Ghent G. Lummis Trust u/w/o Annette Gano Lummis State of Organization: Texas Principal Business: Investment Address: c/o Houston Trust Company Attn: Melinda D. Myers 1001 Fannin, Suite 1500 Houston, Texas 77002-6714 Name of Entity: Marvin L. Lummis Trust u/w/o Annette Gano Lummis State of Organization: Texas Principal Business: Investment Address: c/o Houston Trust Company Attn: Melinda D. Myers 1001 Fannin, Suite 1500 Houston, Texas 77002-6714 -9- Name of Entity: PBL Family Trust State of Organization: Texas Principal Business: Investment Address: Attn:Sells Neuhaus Texas Commerce Bank, N.A., Trustee P. O. Box 2558 Houston, Texas 77252-8037 Name of Entity: Palmer Bradely Lummis Trust u/w/o Annette Gano Lummis State of Organization: Texas Principal Business: Investment Address: Palmer Bradley Lummis, Trustee, 1511 Washington Terrace Fort Worth, Texas 76107 Name of Entity: RCL Family Trust State of Organization: Texas Principal Business: Investment Address: Attn:Sells Neuhaus Texas Commerce Bank, N.A., Trustee P. O. Box 2558 Houston, Texas 77252-8037 Name of Entity: Ransom Clark Lummis Trust u/w/o Annette Gano Lummis State of Organization: Texas Principal Business: Investment Address: Texas Commerce Bank, N.A., Trustee, Attn:Sells Neuhaus P. O. Box 2558 Houston, Texas 77252-8037 Name of Entity: Richard G. Lummis Trust u/w/o Annette Gano Lummis State of Organization: Texas Principal Business: Investment Address: c/o Houston Trust Company 1001 Fannin, Suite 1500 Houston, Texas 77002-6714 Attn: Melinda D. Myers -10- Name of Entity: WMRL, Jr. Family Trust State of Organization: Texas Principal Business: Investment Address: Attn:Sells Neuhaus Texas Commerce Bank, N.A., Trustee P. O. Box 2558 Houston, Texas 77252-8037 Name of Entity: William R. Lummis Jr.Trust u/w/o Annette Gano Lummis State of Organization: Texas Principal Business: Investment Address: Attn:Sells Neuhaus Texas Commerce Bank, N.A., Trustee P. O. Box 2558 Houston, Texas 77252-8037 Name of Entity: Patty Neff McCormack Trust u/w/o Annette Gano Lummis State of Organization: Texas Principal Business: Investment Address: U.S. Trust Co. of California, N.A., Co-Trustee, Attn: Ms. E. Nilsson 515 Flower Street, Suite 2700 Los Angeles, California 90071-2429 Name of Entity: Patty Neff McCormack Trust State of Organization: Texas Principal Business: Investment Address: George F. Neff, Trustee P.O. Box 82 Free Union, Virginia 22940 Name of Entity: Katherine Russell McCurdy Trust u/w/o Annette Gano Lummis State of Organization: Texas Principal Business: Investment Address: U.S. Trust Co. of New York, Co-Trustee Attn: Barry C. Waldorf 114 W. 47th Street, 12th Floor New York, New York 10036 -11- Name of Entity: Laura Russell Malkin Trust u/w/o Annette Gano Lummis State of Organization: Texas Principal Business: Investment Address: U.S. Trust Co. of New York, Co-Trustee Attn: Barry C. Waldorf 114 W. 47th Street, 12th Floor New York, New York 10036 Name of Entity: CSM Family Trust State of Organization: Texas Principal Business: Investment Address: Attn: Robert Richardson c/o Texas Commerce Bank, N.A., Co-Trustee P. O. Box 2558 Houston, Texas 77252-8037 Name of Entity: Morse Family Trust State of Organization: Texas Principal Business: Investment Address: Attn: Robert Richardson c/o Texas Commerce Bank, N.A., Co-Trustee P. O. Box 2558 Houston, Texas 77252-8037 Name of Entity: George F. Neff Marital Trust u/w/o Annette Lummis Neff State of Organization: Texas Principal Business: Investment Address: George F. Neff, Trustee, P. O. Box 82 Free Union, Virginia 22940 Name of Entity: Allene R. Pierson Trust u/w/o Annette Gano Lummis State of Organization: Texas Principal Business: Investment Address: c/o U.S. Trust Co. of New York, Trustee Attn: Barry C. Waldorf 114 W. 47th Street, 12th Floor New York, New York 10036 -12- Name of Entity: HHR Trust of 1988 State of Organization: Texas Principal Business: Investment Address: Hugh M. Ray, Jr., Trustee 4200 Texas Commerce Tower 600 Travis Houston, Texas 7002-3090 Name of Entity: HMR III Trust of 1988 State of Organization: Texas Principal Business: Investment Address: Hugh M. Ray, Jr., Trustee 4200 Texas Commerce Tower 600 Travis Houston, Texas 7002-3090 Name of Entity: Marian Gano Reed Trust u/w/o Annette Gano Lummis State of Organization: Texas Principal Business: Investment Address: c/o Bank One Texas, N.A. Attn: Donald M. Eplen P. O. Box 2629, Trust Department Houston, Texas 77252-2629 Name of Entity: Margot Houstoun Ritchie Trust u/w/o Annette Gano Lummis State of Organization: Texas Principal Business: Investment Address: c/o Bank One Texas, N.A. Attn: Donald M. Eplen P. O. Box 2629, Trust Department Houston, Texas 77252-2629 Name of Entity: Eugenia Gano Rovillo Trust u/w/o Annette Gano Lummis State of Organization: Texas Principal Business: Investment Address: c/o Bank One Texas, N.A Attn: Donald M. Eplen P. O. Box 2629, Trust Department Houston, Texas 77252-2629 -13- Name of Entity: 1992 Russell Family Trust State of Organization: Massachusetts Principal Business: Investment Address: Ropes & Gray c/o Francis L. Coolidge, Co-Trustee 1 International Place Boston, MA 02110 Name of Entity: Paul S. Russell III Trust u/w/o Annette Gano Lummis State of Organization: Texas Principal Business: Investment Address: U.S. Trust Co. Of New York, Trustee Attn: Barry C. Waldorf 114 W. 47th St., 12th Floor New York, New York 10036 Name of Entity: AMR Family Trust State of Organization: Texas Principal Business: Investment Address: Attn: Robert Richardson c/o Texas Commerce Bank, N.A., Co-Trustee P. O. Box 2558 Houston, Texas 77252-8037 Name of Entity: Benjamin Aaron Thomas Trust II State of Organization: Texas Principal Business: Investment Address: J.G. Hughes & M.R. Tibbets, Co-Trustees 11 Greenway Plaza 3100 Summit Tower Houston, Texas 77046 Name of Entity: William Lee Thomas Trust II State of Organization: Texas Principal Business: Investment Address: J.G. Hughes & M. R. Tibbets, Co-Trustees 11 Greenway Plaza 3100 Summit Tower Houston, Texas 77046 -14- Name of Entity: BCW Income Trust State of Organization: Texas Principal Business: Investment Address: c/o Ellen P. Wallace 10 N. Wynden Houston, Texas 77056 Name of Entity: JPW Income Trust State of Organization: Texas Principal Business: Investment Address: c/o Ellen P. Wallace 10 N. Wynden Houston, Texas 77056 Name of Entity: Donald J. Wallace III Trust u/w/o Annette Gano Lummis State of Organization: Texas Principal Business: Investment Address: Donald J. Wallace, III, Trustee 1400 Trails End Valley View, Texas 76272 Name of Entity: Donald J. Wallace GST Trust State of Organization: Texas Principal Business: Investment Address: Attn: Donald M. Eplen c/o Bank One Texas, N.A., Co-Trustee P. O. Box 2629, Trust Department Houston, Texas 77252-2629 Name of Entity: Patrick B. Wallace III Trust u/w/o Annette Gano Lummis State of Organization: Texas Principal Business: Investment Address: Patrick B. Wallace, Trustee 3906 River Oaks Pasadena, Texas 77505 Name of Entity: Patrick B. Wallace GST Trust State of Organization: Texas Principal Business: Investment Address: Attn: Donald M. Eplen c/o Bank One Texas, N.A., Co-Trustee P. O. Box 2629, Trust Department Houston, Texas 77252-2629 -15- Name of Entity: DGW Trust fbo Donald Wallace III State of Organization: Texas Principal Business: Investment Address: Attn: Donald M. Eplen c/o Bank One Texas, N.A., Co-Trustee P. O. Box 2629, Trust Department Houston, Texas 77252-2629 Name of Entity: DGW Trust fbo Donald Wallace IV State of Organization: Texas Principal Business: Investment Address: Attn: Donald M. Eplen c/o Bank One Texas, N.A., Co-Trustee P. O. Box 2629, Trust Department Houston, Texas 77252-2629 Name of Entity: DGW Trust fbo Andrew Wallace State of Organization: Texas Principal Business: Investment Address: Attn: Donald M. Eplen c/o Bank One Texas, N.A., Co-Trustee P. O. Box 2629, Trust Department Houston, Texas 77252-2629 Name of Entity: DGW Trust fbo Margaret Lewis State of Organization: Texas Principal Business: Investment Address: Attn: Donald M. Eplen c/o Bank One Texas, N.A., Co-Trustee P. O. Box 2629, Trust Department Houston, Texas 77252-2629 Name of Entity: DGW Trust fbo Megan Wallace State of Organization: Texas Principal Business: Investment Address: Attn: Donald M. Eplen c/o Bank One Texas, N.A., Co-Trustee P. O. Box 2629, Trust Department Houston, Texas 77252-2629 -16- Name of Entity: DGW Trust fbo Nancy Wennerstrom State of Organization: Texas Principal Business: Investment Address: Attn: Donald M. Eplen c/o Bank One Texas, N.A., Co-Trustee P. O. Box 2629, Trust Department Houston, Texas 77252-2629 Name of Entity: DGW Trust fbo Patrick B. Wallace State of Organization: Texas Principal Business: Investment Address: Attn: Donald M. Eplen c/o Bank One Texas, N.A., Co-Trustee P. O. Box 2629, Trust Department Houston, Texas 77252-2629 Name of Entity: Diane Jane Gano Walls Trust u/w/o Annette Gano Lummis State of Organization: Texas Principal Business: Investment Address: c/o Bank One Texas, N.A., Co-Trustee Attn: Donald M. Eplen P. O. Box 2629, Trust Department Houston, Texas 77252-2629 Name of Entity: Nancy W. Wennerstrom Trust u/w/o Annette Gano Lummis State of Organization: Texas Principal Business: Investment Address: Nancy W. Wennerstrom, Trustee 3906 River Oaks Pasadena, Texas 77505 Name of Entity: Nancy W. Wennerstrom GST Trust State of Organization: Texas Principal Business: Investment Address: c/o Bank One Texas, N.A., Co-Trustee Attn: Donald M. Eplen P. O. Box 2629, Trust Department Houston, Texas 77252-2629 -17- Name of Entity: DEW, Jr. Family Trust State of Organization: Texas Principal Business: Investment Address: Donald E. Woodard, Jr., Co-Trustee 626 Saddlewood Lane Houston, Texas 77024 Name of Entity: Donald E. Woodard, Jr. Trust State of Organization: Texas Principal Business: Investment Address: Donald E. Woodard, Jr., Co-Trustee 626 Saddlewood Lane Houston, Texas 77024 Name of Entity: RJW Family Trust State of Organization: Texas Principal Business: Investment Address: Donald E. Woodard, Jr., Co-Trustee 626 Saddlewood Lane Houston, Texas 77024 Name of Entity: Randolph J. Woodard Trust State of Organization: Texas Principal Business: Investment Address: Donald E. Woodard, Jr., Co-Trustee 626 Saddlewood Lane Houston, Texas 77024 -18- INDIVIDUALS Name: James A. Baker, III Address: c/o Les E. Greenberg Quintana Petroleum 601 Jefferson, 40th Floor Houston, Texas 77002 Principal Occupation: Attorney Address of Principal Employer: 3000 One Shell Plaza Houston, Texas 77002 Name: Douglas Y. Bech Address: 11543 Raintree Circle Houston, Texas 77024 Principal Occupation: Attorney Address of Principal Employer: Akin, Gump, Strauss, Hauer & Feld, L.L.P. 711 Louisiana, Suite 1900 Houston, Texas 77002 Name: R. Terry Bell Address: c/o Caolo, Bell & Nunnally, L.L.P. 1400 One McKinney Plaza 3232 McKinney Avenue Dallas, Texas 75204-2429 Principal Occupation: Attorney Address of Principal Employer: 1400 One McKinney Plaza 3232 McKinney Avenue Dallas, Texas 75204-2429 Name: Lawrence L. Bellatti Address: 4200 Texas Commerce Tower 600 Travis Street Houston, Texas 77002-3090 Principal Occupation: Attorney Address of Principal Employer: 4200 Texas Commerce Tower 600 Travis Street Houston, Texas 77002-3090 -19- Name: Robert L. Bradley Address: 4200 Texas Commerce Tower 600 Travis Street Houston, Texas 77002-3090 Principal Occupation: Retired Address of Principal Employer: N.A. Name: Richard W. Burns Address: Cunningham, Burke & Brooks 12 Greenway Plaza, Suite 1350 Houston, Texas 77046 Principal Occupation: Attorney Address of Principal Employer: 12 Greenway Plaza, Suite 1350 Houston, Texas 77046 Name: W. Thomas Burns II Address: 2908 Beanna St. Austin, Texas 78705 Principal Occupation: Investor Address of Principal Employer: 2908 Beanna St. Austin, Texas 78705 Name: Anne Tenison Burroughs Address: 7010 Montclair Houston, Texas 77030 Principal Occupation: Investor Address of Principal Employer: 7010 Montclair Houston, Texas 77030 Name: Michael F. Butler Address: 2214 Massachusetts Avenue N.W. Washington, D.C. 20008 Principal Occupation: Retired Address of Principal Employer: N.A. Name: John T. Cabaniss Address: 4200 Texas Commerce Tower 600 Travis Street Houston, Texas 77002-3090 Principal Occupation: Attorney Address of Principal Employer: 4200 Texas Commerce Tower 600 Travis Street Houston, Texas 77002-3090 -20- Name: James V. Carroll, III Address: c/o Littler, Mendelson, Fastiff, Tichy & Mathiason 1301 McKinney, Suite 3300 Houston, Texas 77010 Principal Occupation: Attorney Address of Principal Employer: c/o Littler, Mendelson, Fastiff, Tichy & Mathiason 1301 McKinney, Suite 3300 Houston, Texas 77010 Name: Douglas E. Clarke Address: 4200 Texas Commerce Tower 600 Travis Street Houston, Texas 77002-3090 Principal Occupation: Attorney Address of Principal Employer: 4200 Texas Commerce Tower 600 Travis Street Houston, Texas 77002-3090 Name: Evelyn Houstoun Chew Address: 1106 Potomac Houston, Texas 77057 Principal Occupation: Investor Address of Principal Employer: 1106 Potomac Houston, Texas 77057 Name: Bruce R. Coulombe Address: 11711 Memorial Dr., #137 Houston, Texas Principal Occupation: Attorney Address of Principal Employer: 10100 Highway 105W Montgomery, Texas 77356 Name: Sam W. Cruse, Jr. Address: Cruse, Scott, Henderson & Allen, L.L.P. 1850 Two Houston Center 909 Fannin Houston, Texas 9.77010-1007 Principal Occupation: Attorney Address of Principal Employer: 1850 Two Houston Center 909 Fannin Houston, Texas 77010-1007 -21- Name: Stacy Ann Dardar Address: 14724 F Perthshire Houston, Texas 77079 Principal Occupation: Investor Address of Principal Employer: 14724 F Perthshire Houston, Texas 77079 Name: Cary Elizabeth Davis Address: 13522 Butterfly Houston, Texas 77079 Principal Occupation: Investor Address of Principal Employer: 13522 Butterfly Houston, Texas 77079 Name: Frank B. Davis Address: 5742 Bayou Glen Houston, Texas 77057 Principal Occupation: Investor Address of Principal Employer: 5742 Bayou Glen Houston, Texas 77057 Name: Martha H. Davis Address: 5050 S. Albion Street Littleton, Colorado 80121 Principal Occupation: Investor Address of Principal Employer: 5050 S. Albion Street Littleton, Colorado 80121 Name: Platt W. Davis III Address: 627 Hedwig Houston, Texas 77024 Principal Occupation: Attorney Address of Principal Employer: 1001 Fannin, 34th Floor Houston, Texas 77002 Name: Richard H. Davis Address: 6405 Palacio Amarillo, Texas 79109 Principal Occupation: Investor Address of Principal Employer: 6405 Palacio Amarillo, Texas 79109 -22- Name: Barbara Timanus Dexter Address: 25 Valley Forge Houston, Texas 77024 Principal Occupation: Investor Address of Principal Employer: 25 Valley Forge Houston, Texas 77024 Name: James W. Dilworth, Jr. Address: 12107 Cobblestone Houston, Texas 77024 Principal Occupation: Investor Address of Principal Employer: 12107 Cobblestone Houston, Texas 77024 Name: Frances T. Drury Address: 8935 Briar Forest Houston, Texas 77024 Principal Occupation: Investor Address of Principal Employer: 8935 Briar Forest Houston, Texas 77024 Name: Alfred H. Ebert, Jr. Address: 4200 Texas Commerce Tower 600 Travis Street Houston, Texas 77002-3090 Principal Occupation: Attorney Address of Principal Employer: 4200 Texas Commerce Tower 600 Travis Street Houston, Texas 77002-3090 Name: Byron F. Egan Address: 4405 McFarlin Blvd. Dallas, Texas 75205-1630 Principal Occupation: Investor Address of Principal Employer: 4405 McFarlin Blvd. Dallas, Texas 75205-1630 -23- Name: David G. Elkins Address: 4200 Texas Commerce Tower 600 Travis Street Houston, Texas 77002-3090 Principal Occupation: Attorney Address of Principal Employer: Andrews & Kurth, L.L.P. 4200 Texas Commerce Tower 600 Travis Street Houston, Texas 77002-3090 Name: Sara Baker Houstoun Evoy Address: 45 South Marine Drive Scarborough, Ontario Canada M1E 1A1 Principal Occupation: Investor Address of Principal Employer: 45 South Marine Drive Scarborough, Ontario Canada M1E 1A1 Name: Joseph M. Foley Address: 302 E. Carson Street, Suite 901 Las Vegas, Nevada 89101 Principal Occupation: Investor Address of Principal Employer: 302 E. Carson Street, Suite 901 Las Vegas, Nevada 89101 N ame: David Joseph Frazier Address: 6134 Bordley Houston, Texas 77057 Principal Occupation: Oil & Gas Exploration Address of Principal Employer: 800 Bering Dr., Suite 150 Houston, Texas 77057-2130 Name: Gregory Robert Frazier Address: 6155 Valley Forge Houston, Texas 77057 Principal Occupation: Oil & Gas Exploration Address of Principal Employer: 800 Bering Dr., Suite 150 Houston, Texas 77057-2130 -24- Name: Joseph Roan Frazier Address: 2505 Swift Houston, Texas 77030 Principal Occupation: Investor Address of Principal Employer: 2505 Swift Houston, Texas 77030 Name: Margaret Frazier Address: 6127 Doliver Houston, Texas 77057 Principal Occupation: Investor Address of Principal Employer: 6127 Doliver Houston, Texas 77057 Name: Michael Evans Frazier Address: 5301 Bordley Houston, Texas 77056 Principal Occupation: Investment Banker Address of Principal Employer: 700 Louisiana, Suite 5000 Houston, Texas 77002 Name: Paul Hardy Frazier Address: 1311 Briarmead Houston, Texas 77057 Principal Occupation: Investor Address of Principal Employer: 1311 Briarmead Houston, Texas 77057 Name: Warren Wayne Frazier Address: 6135 Longmont Houston, Texas 77057 Principal Occupation: Oil & Gas Exploration Address of Principal Employer: 800 Bering Dr., Suite 150 Houston, Texas 77057-2130 Name: Patricia D. Freeman Address: 11322 Surrey Oaks Houston, Texas 77024 Principal Occupation: Investor Address of Principal Employer: 11322 Surrey Oaks Houston, Texas 77024 -25- Name: Howard Hughes Gano Sr. Address: 10813 Long Shadow Houston, Texas 77024 Principal Occupation: Accountant Address of Principal Employer: 5858 Westheimer, Suite 305 Houston, Texas 77057 Name: William Kent Gano, Jr. Address: 64 Wolcott Drive N.W. North Fort Myers, Florida 33903 Principal Occupation: Investor Address of Principal Employer: 64 Wolcott Drive N.W. North Fort Myers, Florida 33903 Name: Janet Jones Garth Address: 1302 Potomac Houston, Texas 77057 Principal Occupation: Investor Address of Principal Employer: 1302 Potomac Houston, Texas 77057 Name: Annette Gano Gragg Address: 1933 Bolsover Road Houston, Texas 77005 Principal Occupation: Investor Address of Principal Employer: 1933 Bolsover Road Houston, Texas 77005 Name: Robert G. Hardy Address: 161 Lands End Road Morehead City, North Carolina 28557 Principal Occupation: Investor Address of Principal Employer: 161 Lands End Road Morehead City, North Carolina 28557 Name: Bruce M. Harrington Address: 3608 Overbrook Houston, Texas 77027 Principal Occupation: Investor Address of Principal Employer: 3608 Overbrook Houston, Texas 77027 -26- Name: Thomas L. Healey Address: P.O. Box 1938 Beeville, Texas 78104 Principal Occupation: Investor Address of Principal Employer: P.O. Box 1938 Beeville, Texas 78104 Name: Taylor M. Hicks, Jr. Address: 4200 Texas Commerce Tower 600 Travis Street Houston, Texas 77002-3090 Principal Occupation: Attorney Address of Principal Employer: 4200 Texas Commerce Tower 600 Travis Street Houston, Texas 77002-3090 Name: Michael Sterling Holloway Address: 6715 Lakeshore Dallas, Texas 75214 Principal Occupation: Investor Address of Principal Employer: 6715 Lakeshore Dallas, Texas 75214 Name: James Patrick Houstoun III Address: 5507 Candlewood Houston, Texas 77056 Principal Occupation: Investor Address of Principal Employer: 5507 Candlewood Houston, Texas 77056 Name: James Wilkin Houstoun Address: 2520 Pearce Road Austin, Texas 78730 Principal Occupation: Investor Address of Principal Employer: 2520 Pearce Road Austin, Texas 78730 Name: John McIntosh Houstoun Address: 8962 Weld County Road 74 Windsor, Colorado 80550 Principal Occupation: Investor Address of Principal Employer: 8962 Weld County Road 74 Windsor, Colorado 80550 -27- Name: Richard Alexander Houstoun Address: 5215 Falmouth Road Bethesda, Maryland 20816 Principal Occupation: Investor Address of Principal Employer: 5215 Falmouth Road Bethesda, Maryland 20816 Name: Julie Gragg Hughes Address: 2425 Del Monte Houston, Texas 77019 Principal Occupation: Investor Address of Principal Employer: 2425 Del Monte Houston, Texas 77019 Name: Edith H. Jones Address: c/o U.S. Court of Appeals, 5th Circuit 515 Rusk Avenue, Room 12505 Houston, Texas 77002 Principal Occupation: Judge Address of Principal Employer: c/o U.S. Court of Appeals, 5th Circuit 515 Rusk Avenue, Room 12505 Houston, Texas 77002 Name: Betty Lou Jones Address: P.O. Box 27567 Houston, Texas 77227-7567 Principal Occupation: Investor Address of Principal Employer: P.O. Box 27567 Houston, Texas 77227-7567 Name: Harry R. Jones, Jr Address: c/o Brown, Parker & Leahy, L.L.P. 1200 Smith, Suite 3600 Houston,Texas 77002-4595 Principal Occupation: Investor Address of Principal Employer: 1200 Smith, Suite 3600 Houston,Texas 77002-4595 -28- Name: Steven E. Jones Address: 6127 Inwood Houston,Texas 77057 Principal Occupation: Real Estate Broker Address of Principal Employer: 2614 Briar Ridge, Suite 190 Houston, Texas 77057 Name: John C. Kerr Address: c/o Kerr, Connors & Co. 1020 N. E. Loop 410, Suite 812 San Antonio, Texas 78209 Principal Occupation: Attorney Address of Principal Employer: 1020 N. E. Loop 410, Suite 812 San Antonio, Texas 78209 Name: Pamela Dilworth Kissiah Address: 2420 Jarratt Avenue Austin, Texas 78703 Principal Occupation: Investor Address of Principal Employer: 2420 Jarratt Avenue Austin, Texas 78703 Name: Fred M. Knapp, Jr. Address: 4200 Texas Commerce Tower 600 Travis Street Houston, Texas 77002-3090 Principal Occupation: Attorney Address of Principal Employer: 4200 Texas Commerce Tower 600 Travis Street Houston, Texas 77002-3090 Name: Jerry Van Kyle Address: 10209 Seward Plantation Rd. Brenham, Texas 77833-0544 Principal Occupation: Investor Address of Principal Employer: 10209 Seward Plantation Rd. Brenham, Texas 77833-0544 Name: Lee R. Larkin Address: 3725 Wickersham Houston, Texas 77002-3090 Principal Occupation: Retired Address of Principal Employer: N.A. -29- Name: James W. Larkin Address: 3725 Wickersham Houston, Texas 77002-3090 Principal Occupation: Investor Address of Principal Employer: 3725 Wickersham Houston, Texas 77002-3090 Name: Margaret W. Lewis Address: 3800 Waterford Dallas, Texass 75244 Principal Occupation: Investor Address of Principal Employer: 3800 Waterford Dallas, Texass 75244 Name: O. Clayton Lilienstern 4Address: 4200 Texas Commerce Tower 600 Travis Street Houston, Texas 77002-3090 Principal Occupation: Attorney Address of Principal Employer: 4200 Texas Commerce Tower 600 Travis Street Houston, Texas 77002-3090 Name: Sara Houstoun Lindsey Address: 3640 Willowick Houston, Texas 77019 Principal Occupation: Investor Address of Principal Employer: 3640 Willowick Houston, Texas 77019 Name: David R. Lummis Address: 3258 Avalon Houston, Texas 77019 Principal Occupation: Investor Address of Principal Employer: 3258 Avalon Houston, Texas 77019 Name: Frederick R. Lummis, Jr. Address: 2440 Del Monte Houston, Texas 77019 Principal Occupation: Investor Address of Principal Employer: 2440 Del Monte Houston, Texas 77019 -30- Name: Ghent G. Lummis Address: 3628 Mineola Drive Sarasota, Florida 34239 Principal Occupation: Investor Address of Principal Employer: 3628 Mineola Drive Sarasota, Florida 34239 Name: Marvin L. Lummis Address: Post Office Box 263 Telluride, Colorado 81435 Principal Occupation: Investor Address of Principal Employer: Post Office Box 263 Telluride, Colorado 81435 Name: Richard G. Lummis Address: 3110 Ferndale Houston, Texas 77098 Principal Occupation: Investor Address of Principal Employer: 3110 Ferndale Houston, Texas 77098 Name: William R. Lummis, Sr. Address: 4200 Texas Commerce Tower 600 Travis Street Houston, Texas 7002-3090 Principal Occupation: Retired Address of Principal Employer: N.A. Name: Dennis L. Lutes Address: c/o McGuire, Craddock, Strother & Lutes, P.C. Thanksgiving Tower, Suite 4301 1601 Elm Street Dallas, Texas 75201 Principal Occupation: Attorney Address of Principal Employer: Thanksgiving Tower, Suite 4301 1601 Elm Street Dallas, Texas 75201 -31- Name: Barry R. Miller Address: 4200 Texas Commerce Tower 600 Travis Street Houston, Texas 77002-3090 Principal Occupation: Attorney Address of Principal Employer: 4200 Texas Commerce Tower 600 Travis Street Houston, Texas 77002-3090 Name: William T. Miller Address: 4200 Texas Commerce Tower 600 Travis Street Houston, Texas 77002-3090 Principal Occupation: Attorney Address of Principal Employer: 4200 Texas Commerce Tower 600 Travis Street Houston, Texas 77002-3090 Name: Clinton F. Morse Address: 4200 Texas Commerce Tower 600 Travis Street Houston, Texas 77002-3090 Principal Occupation: Retired Address of Principal Employer: N.A. Name: Clinton S. Morse Address: c/o Flippin, Densmore, Morse, Rutherford & Jessee 300 First Campbell Square P.O. Box 1200 Roanoke, Virginia 24001 Principal Occupation: Attorney Address of Principal Employer: 300 First Campbell Square P.O. Box 1200 Roanoke, Virginia 24001 Name: Margaret S. Morse Address: 1713 Mora Lane Las Vegas, Nevada 89102 Principal Occupation: Investor Address of Principal Employer: 1713 Mora Lane Las Vegas, Nevada 89102 -32- Name: William R. Morse Address: c/o Morse & Mowbray 300 South Fourth St., #1400 Las Vegas, Nevada 89101 Principal Occupation: Investor Address of Principal Employer: c/o Morse & Mowbray 300 South Fourth St., #1400 Las Vegas, Nevada 89101 Name: P. Dexter Peacock Address: 4200 Texas Commerce Tower 600 Travis Street Houston, Texas 77002-3090 Principal Occupation: Attorney Address of Principal Employer: 4200 Texas Commerce Tower 600 Travis Street Houston, Texas 77002-3090 Name: Thomas J. Perich Address: 4200 Texas Commerce Tower 600 Travis Street Houston, Texas 77002-3090 Principal Occupation: Attorney Address of Principal Employer: 4200 Texas Commerce Tower 600 Travis Street Houston, Texas 77002-3090 Name: Larry B. Phillips, III Address: 4200 Texas Commerce Tower 600 Travis Street Houston, Texas 77002-3090 Principal Occupation: Attorney Address of Principal Employer: 4200 Texas Commerce Tower 600 Travis Street Houston, Texas 77002-3090 -33- Name: Hugh M. Ray Address: 4200 Texas Commerce Tower 600 Travis Street Houston, Texas 77002-3090 Principal Occupation: Attorney Address of Principal Employer: 4200 Texas Commerce Tower 600 Travis Street Houston, Texas 77002-3090 Name: Margaret Houstoun Ritchie Address: 6935 Old Church Road Green Cove Springs, Florida 32043 Principal Occupation: Investor Address of Principal Employer: 6935 Old Church Road Green Cove Springs, Florida 32043 Name: Robert F. Ritchie Address: 4400 Thanksgiving Tower 1601 Elm Street Dallas, Texas 75201 Principal Occupation: Investor Address of Principal Employer: 4400 Thanksgiving Tower 1601 Elm Street Dallas, Texas 75201 Name: Laurie K. Rosenwasser Address: Route 2, Box 626B Waller, Texas 77484 Principal Occupation: Investor Address of Principal Employer: Route 2, Box 626B Waller, Texas 77484 Name: Michael Q. Rosenwasser Address: 425 Lexington Avenue New York, New York 10017 Principal Occupation: Attorney Address of Principal Employer: 425 Lexington Avenue New York, New York 10017 -34- Name: Allene Lummis Russell Address: 32 Lawrence Road Chestnut Hill, Massachusetts 02167 Principal Occupation: Investor Address of Principal Employer: 32 Lawrence Road Chestnut Hill, Massachusetts 02167 Name: Thomas F. Ryan, Jr. Address: 1285 Gulf Shore Blvd., North Apt. 8-A Naples, Florida 33940 Principal Occupation: Investor Address of Principal Employer: 1285 Gulf Shore Blvd., North Apt. 8-A Naples, Florida 33940 Name: Thomas L. Schubert Address: 4723 Apollo Houston, Texas 77018 Principal Occupation: Investor Address of Principal Employer: 4723 Apollo Houston, Texas 77018 Name: Joel I. Shannon Address: 3642 Underwood Houston, Texas 77025 Principal Occupation: Investor Address of Principal Employer: 3642 Underwood Houston, Texas 77025 Name: Susan Shannon Williford Address: 3302 Robinhood Road Houston, Texas 77005 Principal Occupation: Investor Address of Principal Employer: 3302 Robinhood Road Houston, Texas 77005 Name: Jane Tenison Sharp Address: 7010 Montclair Houston, Texas 77030 Principal Occupation: Investor Address of Principal Employer: 7010 Montclair Houston, Texas 77030 -35- Name: Laurence D. Sikes, Jr. Address: 4200 Texas Commerce Tower 600 Travis Street Houston, Texas 77002-3090 Principal Occupation: Attorney Address of Principal Employer: 4200 Texas Commerce Tower 600 Travis Street Houston, Texas 77002-3090 Name: Richard Steve Simms Address: 9151 Saddle Ridge Way Fair Oaks, California 95628 Principal Occupation: Investor Address of Principal Employer: 9151 Saddle Ridge Way Fair Oaks, California 95628 Name: Charles M. Sloan Address: 4309 Country Club Dr. Plano, Texas 75219 Principal Occupation: Investor Address of Principal Employer: 4309 Country Club Dr. Plano, Texas 75219 Name: Michael D. Stuart Address: 4200 Texas Commerce Tower 600 Travis Street Houston, Texas 77002-3090 Principal Occupation: Attorney Address of Principal Employer: 4200 Texas Commerce Tower 600 Travis Street Houston, Texas 77002-3090 Name: Katherine Tenison Address: 7010 Montclair Houston, Texas 77030 Principal Occupation: Investor Address of Principal Employer: 7010 Montclair Houston, Texas 77030 -36- Name: William H. Tenison, Jr. Address: 4200 Texas Commerce Tower 600 Travis Street Houston, Texas 77002-3090 Principal Occupation: Retired Address of Principal Employer: N.A. Name: Denton N. Thomas Address: 4200 Texas Commerce Tower 600 Travis Street Houston, Texas 77002-3090 Principal Occupation: Attorney Address of Principal Employer: 4200 Texas Commerce Tower 600 Travis Street Houston, Texas 77002-3090 Name: Marcus L. Thompson, Jr. Address: 4200 Texas Commerce Tower 600 Travis Street Houston, Texas 77002-3090 Principal Occupation: Attorney Address of Principal Employer: 4200 Texas Commerce Tower 600 Travis Street Houston, Texas 77002-3090 Name: Hall E. Timanus, Jr. Address: 5065 Fieldwood Houston, Texas 77056-2409 Principal Occupation: Investor Address of Principal Employer: 5065 Fieldwood Houston, Texas 77056-2409 Name: Timothy J. Unger Address: 4200 Texas Commerce Tower 600 Travis Street Houston, Texas 77002-3090 Principal Occupation: Attorney Address of Principal Employer: 4200 Texas Commerce Tower 600 Travis Street Houston, Texas 77002-3090 -37- Name: Bass C. Wallace Address: 4200 Texas Commerce Tower 600 Travis Street Houston, Texas 77002-3090 Principal Occupation: Retired Address of Principal Employer: N.A. Name: Patrick B. Wallace Address: 2306 Fairway Circle Pearland, Texas 77581 Principal Occupation: Investor Address of Principal Employer: 2306 Fairway Circle Pearland, Texas 77581 Name: Diane Jane Gano Walls Address: 21310 Rosehill Church Road Tomball, Texas 77375 Principal Occupation: Investor Address of Principal Employer: 21310 Rosehill Church Road Tomball, Texas 77375 Name: Ellen P. Wallace Address: 10 N. Wynden Houston, Texas 77056 Principal Occupation: Investor Address of Principal Employer: 10 N. Wynden Houston, Texas 77056 Name: Bass C. Wallace, Jr. Address: 10 N. Wynden Houston, Texas 77056 Principal Occupation: Investor Address of Principal Employer: 10 N. Wynden Houston, Texas 77056 Name: David C. Wallace Address: 3744 Westerman Houston, Texas 77005 Principal Occupation: Investor Address of Principal Employer: 3744 Westerman Houston, Texas 77005 -38- Name: George Anthony Weatherall Address: 8764 Aldwick Dallas, Texas 75238 Principal Occupation: Investor Address of Principal Employer: 8764 Aldwick Dallas, Texas 75238 Name: Mathis Gibson Weatherall Address: 826 Hyacinth Place Missouri City, Texas 77459 Principal Occupation: Investor Address of Principal Employer: 826 Hyacinth Place Missouri City, Texas 77459 Name: Robert S. Weatherall Address: c/o Andrews & Kurth, L.L.P. 4200 Texas Commerce Tower 600 Travis Houston, Texas 77002 Principal Occupation: Retired Address of Principal Employer: N.A. Name: Nancy W. Wennerstrom Address: 3906 River Oaks Pasadena, Texas 77505 Principal Occupation: Investor Address of Principal Employer: 3906 River Oaks Pasadena, Texas 77505 Name: Milton H. West, Jr. Address: c/o Andrews & Kurth, L.L.P. 4200 Texas Commerce Tower 600 Travis Houston, Texas 77002 Principal Occupation: Attorney Address of Principal Employer: 4200 Texas Commerce Tower 600 Travis Houston, Texas 77002 -39- Name: Elizabeth R. Woodard Address: 718 Camelot Lane Houston, Texas 77024 Principal Occupation: Investor Address of Principal Employer: 718 Camelot Lane Houston, Texas 77024 ESTATE Name of Entity: Estate of Dorothy J. Burns, Dec'd. State of Organization: Texas Principal Business: Probate Address: C/o Richard W. Burns Cunningham, Burke & Brooks 12 Greenway Plaza, Suite 1350 Houston, Texas 77046 Name of Entity: Estate of Carolyn Jane Hall Gano, Dec'd. State of Organization: Texas Principal Business: Probate Address: c/o Diane Jane Walls, Independent Executrix 21310 Rosehill Church Road Tomball, Texas 77375 Name of Entity: Estate of Anah Marie Streetman, Deceased State of Organization: Texas Principal Business: Probate Address: Attn: Melanie B. Scioneaux Texas Commerce Bank, N.A., Independent Executrix P. O. Box 2629, Trust Department Houston, Texas 77252 Name of Entity: Estate of Hall E. Timanus, Sr., Deceased State of Organization: Texas Principal Business: Probate Address: Attn: Hall E. Timanus, Jr. Heritage Bank P. O. Box 27515 Houston, Texas 77227 -40- CORPORATION Name of Entity: A & K Endowment, Inc. State of Organization: Texas Principal Business: Investment Address: Attn: George E. Vetters 4200 Texas Commerce Tower 600 Travis Street Houston, Texas 77002-3090 PARTNERSHIP Name of entity: Eastland Interests, Ltd. State of Organization: Texas Principal Business: Investment Address: c/o Andrews & Kurth, L.L.P. Attn: Gail Nixon 4200 Texas Commerce Tower 600 Travis Street Houston, TX 77002-3090 Name of entity: Houstuon Interests, Ltd. State of Organization: Texas Principal Business: Investment Address: 100 Saddlebrook Houston, TX 77024 -41- Item 5 Information. The information called for by Item 5 with respect to each of the general partners of THC Partners is set forth below: NAME OF NUMBER OF SHS. GENERAL BENEFICIALLY PERCENT PARTNER OWNED (1) OF CLASS (2) A & K ENDOWMENT 183,065 0.32886% EWA FAMILY TRUST (WOODARD) 2,656 0.00477% ALLEN TRUST, E W (WOODARD) 7,812 0.01403% BAKER III, JAMES A 24,251 0.04357% BECH, DOUGLAS Y 32,551 0.05848% BELL, R. TERRY 1,953 0.00351% BELLATTI, LAWRENCE L 12,044 0.02164% SMB FAMILY TRUST (MORSE) 7,675 0.01379% BRADLEY, ROBERT L 42,643 0.07660% BURNS, RICHARD W. 5,100 0.00916% BURNS, ESTATE OF DOROTHY J 5,100 0.00916% BURNS, W THOMAS II 5,100 0.00916% BURROUGHS, A. T 3,727 0.00670% BUTLER, MICHAEL F. 40,527 0.07280% CABANISS, JOHN T. 40,039 0.07193% CARROLL III, JAMES V. 42,643 0.07660% CLARKE, DOUGLAS E. 1,758 0.00316% CLARKE, JAMES C E TRUST 195 0.00035% COULOMBE BRUCE R 489 0.00088% CRUSE, JR SAM W 26,692 0.04795% DARDER, STACY ANN 2,270 0.00408% DAVIS, CARY ELIZABETH 2,270 0.00408% DAVIS, FRANK B. 44,270 0.07953% DAVIS, MARTHA H 67,802 0.12180% DAVIS TRUST M H (AGL) 36,983 0.06644% DAVIS III, PLATT W. 67,802 0.12180% DAVIS III TRUST, P W (AGL) 36,983 0.06644% DAVIS, RICHARD H. 67,802 0.12180% DAVIS TRUST, R H (AGL) 36,983 0.06644% DEXTER, BARBARA TIMANUS 15,259 0.02741% DILWORTH JR., JAMES W 4,497 0.00808% DILWORTH JR. J W TRUST 10,884 0.01955% DILWORTH III, J W TRUST 637 0.00115% DILWORTH, KAITLIN C TRUST 637 0.00115% DRURY, FRANCES 13,672 0.02456% DRURY FAMILY TR. 1995 3,418 0.00614% EASTLAND INTERESTS LTD 40,527 0.07280% EBERT JR., A H 50,130 0.09006% EGAN, BF 4,394 0.00789% ELKINS, D G 37,271 0.06696% EVOY, SARA H. 50,851 0.09135% EVOY TRUST, S H (AGL) 36,983 0.06644% FOLEY, J M 9,988 0.01794% FRAZIER, DAVID J 4,579 0.00823% FRAZIER TRUST, D J 1,868 0.00336% FRAZIER, GREGORY R 4,579 0.00823% FRAZIER TRUST, G R 1,868 0.00336% FRAZIER, JOSEPH R 4,579 0.00823% FRAZIER TRUST, J R 1,868 0.00336% FRAZIER, MARGARET 13,077 0.02349% FRAZIER, MICHAEL E. 4,579 0.00823% FRAZIER TRUST, M E 1,868 0.00336% FRAZIER, PAUL H 4,579 0.00823% FRAZIER TRUST, P H 1,868 0.00336% FRAZIER, WARREN W 4,579 0.00823% FRAZIER TRUST, W W 1,868 0.00336% FREEMAN TRUST, J B 637 0.00115% FREEMAN, PATRICIA 4,497 0.00808% FREEMAN, P D TRUST 10,884 0.01955% FREEMAN IV TRUST, W A 637 0.00115% GANO, ESTATE OF CAROLYNE 81,363 0.14616% GANO, HOWARD H 162,725 0.29232% GANO JR. TRUST, HOWARD 33,901 0.06090% GANO JR TRUST, R C 162,723 0.29232% GANO III TRUST, R A 33,901 0.06090% GANO, JR, WILLIAM K 40,681 0.07308% GANO JR TRUST, W K (AGL) 33,901 0.06090% GARTH, JANET JONES 4,720 0.00848% GRAGG, ANNETTE G 121,909 0.21900% CWH TRUST OF 1992 (HEALEY) 12,744 0.02289% KH TRUST OF 1992 (HEALEY) 12,744 0.02289% TPH TRUST OF 1992 (HEALEY) 12,744 0.02289% HARDY, ROBERT G 19,206 0.03450% HARRINGTON, BRUCE M 34,505 0.06199% HEALEY, THOMAS L 4,248 0.00763% HICKS JR, TAYLOR M 19,206 0.03450% HOLLOWAY, MICHAEL S 2,270 0.00408% HOUSTOUN, EVELYN 50,851 0.09135% HOUSTOUN III JAMES P 50,851 0.09135% HOUSTOUN III TRUST, J P (AGL) 36,983 0.06644% HOUSTOUN, JAMES W 50,851 0.09135% HOUSTOUN TRUST, J W (AGL) 36,983 0.06644% HOUSTOUN, JOHN MCINTOSH 50,851 0.09135% HOUSTOUN TRUST, J M (AGL) 36,983 0.06644% HOUSTOUN, RICHARD A 50,851 0.09135% HOUSTOUN TRUST, R A (AGL) 36,983 0.06644% HOUSTOUN INTEREST LTD. 50,851 0.09135% HOUSTOUN TRUST, R N (AGL) 36,983 0.06644% HUGHES, JULIE G 19,047 0.03422% HUGHES TRUST, JULIE G (AGL) 33,901 0.06090% JONES, THE HONORABLE E H 1,953 0.00351% JONES JR, HARRY R 2,360 0.00424% JONES, BETTY LOU 2,360 0.00424% JONES, STEVEN E 4,720 0.00848% KERR, JOHN C 5,371 0.00965% KISSIAH TRUST, A D 637 0.00115% KISSIAH TRUST, C J 637 0.00115% KISSIAH, PAMELA D 4,497 0.00808% KISSIAH TRUST, P D 10,884 0.01955% KNAPP JR, FRED M 40,039 0.07193% KYLE, JERRY VAN 43,782 0.07865% LARKIN, JAMES W 8,691 0.01561% LARKIN, LEE R 34,766 0.06245% LARSON TRUST, ANNETTE G (AGL) 33,901 0.06090% LEWIS TRUST, M W (AGL) 33,901 0.06090% LEWIS, MARGARET 12,385 0.02225% LEWIS "C" TRUST, MARGARET 3,096 0.00556% LEWIS GST TRUST, MARG. 9,718 0.01746% LILIENSTERN, O C 19,206 0.03450% LINDSEY TRUST, DAVID C (AGL) 36,983 0.06644% LINDSEY, SARA H 203,404 0.36540% LUMMIS, DAVID R 29,046 0.05218% LUMMIS TRUST, DAVID R (AGL) 31,293 0.05622% LUMMIS JR. DR. F R 87,219 0.15668% FRL II FAMILY TRUST 17,559 0.03154% LUMMIS II TRUST, F R (AGL) 31,293 0.05622% LUMMIS, GHENT 29,046 0.05218% LUMMIS TRUST, G G (AGL) 31,293 0.05622% LUMMIS, MARVIN L 29,046 0.05218% LUMMIS TRUST, M L (AGL) 31,293 0.05622% PBL FAMILY TRUST 17,559 0.03154% LUMMIS TRUST, P B (AGL) 31,293 0.05622% RCL FAMILY TRUST 17,559 0.03154% LUMMIS TRUST, RANSOM C (AGL) 31,293 0.05622% LUMMIS, RICHARD G 29,046 0.05218% LUMMIS TRUST, RICHARD (AGL) 31,293 0.05622% LUMMIS, W R 133,169 0.23923% WMRL,JR FAMILY TRUST 17,559 0.03154% LUMMIS JR TRUST, W R (AGL) 31,293 0.05622% LUTES, DENNIS L 2,931 0.00526% MCCORMACK TRUST, PN (AGL) 31,293 0.05622% MCCORMACK TRUST, PATTY 12,576 0.02259% MCCURDY TRUST, K R (AGL) 31,293 0.05622% MALKIN TRUST, L R (AGL) 31,293 0.05622% MILLER, BARRY R 19,206 0.03450% MILLER, WILLIAM T 35,156 0.06316% MORSE, CLINTON F 5,710 0.01026% MORSE, CLINTON S 10,417 0.01871% CSM FAMILY TRUST (MORSE) 7,675 0.01379% MORSE FAMILY TRUST 23,024 0.04136% MORSE, MARGARET S 4,994 0.00897% MORSE, WILLIAM R 4,994 0.00897% NEFF, G R MARITAL TR. 190,830 0.34281% PEACOCK, P. DEXTER 40,039 0.07193% PERICH, THOMAS J 489 0.00088% PHILLIPS, LARRY B 29,460 0.05292% PIERSON TRUST, ALLENE R (AGL) 31,293 0.05622% HHR TRUST OF 1988 (RAY) 4,346 0.00781% HMR III TRUST OF 1988 (RAY) 4,346 0.00781% RAY, HUGH M 20,280 0.03643% REED TRUST M G (AGL) 33,901 0.06090% RITCHIE, MARGOT H 50,851 0.09135% RITCHIE TRUST, M H (AGL) 36,983 0.06644% RITCHIE, ROBERT F 1,140 0.00205% ROSENWASSER, LAURIE K. 16,683 0.02997% ROSENWASSER, M Q 16,683 0.02997% ROVILLO TRUST, EUGENIA G (AGL) 33,901 0.06090% RUSSELL, ALLENE L 94,565 0.16988% RUSSELL FAMILY TRUST 108,839 0.19552% RUSSELL, III TRUST, P S (AGL) 31,293 0.05622% RYAN JR, THOMAS F 47,037 0.08450% AMR FAMILY TRUST (MORSE) 7,675 0.01379% SCHUBERT, THOMAS L 19,206 0.03450% SHANNON, JOEL I 9,603 0.01725% SHANNON, SUSAN V 9,603 0.01725% SHARP, JANE T 3,727 0.00670% SIKES JR, LAURENCE D 44,759 0.08041% SIMMS, RICHARD S 1,953 0.00351% SLOAN, CHARLES 4,720 0.00848% STREETMAN, ESTATE OF A M 16,764 0.03011% STUART, MICHAEL D 489 0.00088% TENISON, KATHERINE 3,727 0.00670% TENISON JR, WM. H 26,090 0.04687% B.A.THOMAS TRUST II 10,884 0.01955% THOMAS, D H 1,953 0.00351% W.L. THOMAS TRUST II 10,884 0.01955% THOMPSON JR, MARCUS L 31,088 0.05585% TIMANUS SR, EST OF H E 10,172 0.01827% TIMANUS, JR. H E 15,259 0.02741% UNGER, T J 1,953 0.00351% BCW INCOME TRUST 6,396 0.01149% DGW TRUST A E WALLACE 5,160 0.00927% DGW TRUST D WALLACE III 15,481 0.02781% DGW TRUST D WALLACE IV 5,160 0.00927% DGW TRUST M LEWIS 15,481 0.02781% DGW TRUST M. WALLACE 5,160 0.00927% DGW TRUST N WENNERSTROM 15,481 0.02781% DGW TRUST P B WALLACE 15,481 0.02781% JPW INCOME TRUST (WALLACE) 6,396 0.01149% WALLACE, BASS C. 24,733 0.04443% WALLACE JR, BASS C. 1,706 0.00306% WALLACE, DAVID C 1,706 0.00306% ELLEN P. WALLACE 1,706 0.00306% WALLACE III, TRUST D J (AGL) 33,901 0.06090% DON WALLACE III GST TRUST 9,718 0.01746% WALLACE, PATRICK B 15,481 0.02781% WALLACE TRUST, P B (AGL) 33,901 0.06090% PATRICK WALLACE GST TRUST 9,718 0.01746% WALLS, DIANE JANE 40,681 0.07308% WALLS TRUST, D J (AGL) 33,901 0.06090% WEATHERALL, GEORGE A 2,270 0.00408% WEATHERALL, MATHIS G 2,270 0.00408% WEATHERALL, ROBERT S 34,057 0.06118% WENNERSTROM, N W 15,481 0.02781% WENNERSTROM TRUST, N W (AGL) 33,901 0.06090% NANCY WENNERSTROM GST TRUST 9,718 0.01746% WEST JR, MILTON H 62,824 0.11286% WOODARD, ELIZABETH R 15,470 0.02779% WOODARD JR TRUST, D E 7,812 0.01403% WOODARD TRUST, R J 7,812 0.01403% DEW JR FAMILY TRUST 2,656 0.00477% RJW FAMILY TRUST 2,656 0.00477% ----- ------- 5,441,955 9.77614% - - ---------- (1) Represents shares as to which such person holds shared dispositive power. (2) Based on shares of Common Stock outstanding. -----END PRIVACY-ENHANCED MESSAGE-----